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STIFEL FINANCIAL CORP — Director's Dealing 2017
Jan 4, 2017
30525_dirs_2017-01-04_9626063c-0c0f-4e9f-8d3a-a7483499bf87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-12-30
Reporting Person: Fisher Mark P (SENIOR VP & GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-30 | Common Stock | M | 9272 | — | Acquired | 32395 | Direct |
| 2016-12-30 | Common Stock | F | 6026 | $49.95 | Disposed | 26369 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-30 | Phantom Stock Units | $0 | M | 9272 | Disposed | Common Stock (9272) | Direct |
Footnotes
F1: No expiration date for these Units.
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