STIFEL FINANCIAL CORP — Director's Dealing 2017

Jan 4, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-12-30

Reporting Person: Marischen James M (SENIOR VP & CHIEF RISK OFFICER)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-30	Common Stock	M	5340	—	Acquired	10917	Direct
2016-12-30	Common Stock	F	1903	$49.95	Disposed	9014	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-30	Phantom Stock Units	$0	M	5340	Disposed		Common Stock (5340)	Direct

Footnotes

F1: No expiration date for these Units.