STIFEL FINANCIAL CORP — Director's Dealing 2017

Jan 4, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-12-30

Reporting Person: BROWN MICHAEL W (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-30	Common Stock	M	3375	—	Acquired	9820	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-30	Phantom Stock Units	$0	M	3375	Disposed		Common Stock (3375)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Option to Buy)	$29.33	2018-05-19	Common Stock (5115)	5115	Direct
Stock Option (Option to Buy)	$88.42	2017-05-23	Common Stock (2381)	2381	Direct

Footnotes

F1: No expiration date for these Units.

F2: Currently exercisable.