STIFEL FINANCIAL CORP — Director's Dealing 2017

Jan 4, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2010-12-28

Reporting Person: KRUSZEWSKI RONALD J (Director, CHIEF EXECUTIVE OFFICER)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2010-12-28	Common Stock	G	4000	—	Disposed	564681	Direct
2016-12-30	Common Stock	M	81113	—	Acquired	923453	Direct
2016-12-30	Common Stock	D	81113	$49.95	Disposed	842340	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-30	Phantom Stock Units	$0	M	81113	Disposed		Common Stock (81113)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1500	Indirect
Common Stock	3000	Indirect

Footnotes

F1: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 81,113 of the reporting person's phantom stock units were settled for cash.

F2: No expiration date for these Units.