STIFEL FINANCIAL CORP — Director's Dealing 2017

Jan 6, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-01-06

Reporting Person: Minnick David M (General Counsel & Senior VP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-01-06	Common Stock	G	13	—	Disposed	104	Direct
2017-01-06	Common Stock	G	104	—	Disposed	0	Direct
2017-01-06	Common Stock	M	47	—	Acquired	47	Direct
2017-01-06	Common Stock	M	7061	—	Acquired	7108	Direct
2017-01-06	Common Stock	D	47	—	Disposed	7061	Direct
2017-01-06	Common Stock	D	7061	—	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-01-06	Phantom Stock Units	$0	M	47	Disposed		Common Stock (47)	Direct
2017-01-06	Phantom Stock Units	$0	M	7061	Disposed		Common Stock (7061)	Direct

Footnotes

F1: On January 6, 2017, the reporting person's phantom stock units were cancelled. The reporting person no longer owns any stock or phantom stock units.

F2: Units vest 100% three years from the grant date.

F3: No expiration date for these Units.