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STIFEL FINANCIAL CORP — Director's Dealing 2017
Mar 6, 2017
30525_dirs_2017-03-06_4527ba1e-65b6-4888-8828-83c794fc68fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-03-02
Reporting Person: Fisher Mark P (SENIOR VP & GENERAL COUNSEL)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-02 | Phantom Stock Units | $0 | A | 3006 | Acquired | Common Stock (3006) | Direct | |
| 2017-03-02 | Phantom Stock Units | $0 | A | 553 | Acquired | Common Stock (553) | Direct | |
| 2017-03-02 | Phantom Stock Units | $0 | A | 138 | Acquired | Common Stock (138) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26369 | Direct |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
F3: Fully vested.
F4: Units vest 100% after five years.
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