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STIFEL FINANCIAL CORP Director's Dealing 2017

Mar 7, 2017

30525_dirs_2017-03-06_ba032fb2-0920-42ac-9c24-3dfa47f27c07.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-03-02

Reporting Person: Plotkin Ben A (Director, Vice Chairman)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-02 Phantom Stock Units $0 A 369 Acquired Common Stock (369) Direct
2017-03-02 Phantom Stock Units $0 A 92 Acquired Common Stock (92) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 116226 Direct

Footnotes

F1: Fully vested.

F2: No expiration date for these Units.

F3: Units vest 100% after five years.