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STIFEL FINANCIAL CORP — Director's Dealing 2017
Jun 9, 2017
30525_dirs_2017-06-09_414ca1e5-6fb6-4edd-b416-95a504746b41.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-06-07
Reporting Person: BROWN MICHAEL W (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-07 | Phantom Stock Units | $0 | A | 1900 | Acquired | Common Stock (1900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9820 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Option to Buy) | $29.33 | 2018-05-19 | Common Stock (5115) | 5115 | Direct |
| Stock Option (Option to Buy) | $88.42 | 2017-05-23 | Common Stock (2381) | 2381 | Direct |
Footnotes
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units.
F3: Currently exercisable.
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