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STIFEL FINANCIAL CORP — Director's Dealing 2017
Dec 29, 2017
30525_dirs_2017-12-29_967433cd-ad37-4f48-89fa-2d15a23bf760.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-27
Reporting Person: Brautigam Allen (Director, Branch Offices)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-27 | Common Stock | M | 309 | — | Acquired | 25001 | Direct |
| 2017-12-27 | Common Stock | F | 148 | $60.13 | Disposed | 24853 | Direct |
| 2017-12-27 | Common Stock | M | 309 | — | Acquired | 25162 | Direct |
| 2017-12-27 | Common Stock | F | 148 | $60.13 | Disposed | 25014 | Direct |
| 2017-12-27 | Common Stock | M | 309 | — | Acquired | 25323 | Direct |
| 2017-12-27 | Common Stock | F | 148 | $60.13 | Disposed | 25175 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-27 | Phantom Stock Units | $0 | M | 1708 | Disposed | Common Stock (1708) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 1708 | Disposed | Common Stock (1708) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 1708 | Disposed | Common Stock (1708) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 684 | Disposed | Common Stock (684) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 684 | Disposed | Common Stock (684) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 684 | Disposed | Common Stock (684) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 1122 | Disposed | Common Stock (1122) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 1335 | Disposed | Common Stock (1335) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 674 | Disposed | Common Stock (674) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 749 | Disposed | Common Stock (749) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 1499 | Disposed | Common Stock (1499) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 749 | Disposed | Common Stock (749) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 1499 | Disposed | Common Stock (1499) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 749 | Disposed | Common Stock (749) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 1499 | Disposed | Common Stock (1499) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 309 | Disposed | Common Stock (309) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 309 | Disposed | Common Stock (309) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 309 | Disposed | Common Stock (309) | Direct |
Footnotes
F1: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.
F2: Currently convertible. Units vest 100% eight years from the original grant date.
F3: No expiration date for these Units.
F4: Currently convertible. Units vest 100% nine years from the original grant date.
F5: Currently convertible. Units vest 100% ten years from the original grant date.
F6: Currently convertible. Units vest 100% seven years from the original grant date.
F7: Currently convertible. Units vest in 20% increments over a five year period from original grant date.
F8: Currenlty convertible. Units vest 100% five years from the original grant date.
F9: Currently convertible. Units vest in 10% increments over ten years from the original grant date.