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STIFEL FINANCIAL CORP — Director's Dealing 2017
Dec 29, 2017
30525_dirs_2017-12-29_976d786b-091b-482d-9f42-eb3290163464.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-27
Reporting Person: WEISEL THOMAS W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-27 | Common Stock | M | 2277 | — | Acquired | 61065 | Direct |
| 2017-12-27 | Common Stock | F | 1288 | $60.13 | Disposed | 59777 | Direct |
| 2017-12-27 | Common Stock | M | 2277 | — | Acquired | 62054 | Direct |
| 2017-12-27 | Common Stock | F | 1288 | $60.13 | Disposed | 60766 | Direct |
| 2017-12-27 | Common Stock | M | 2277 | — | Acquired | 63043 | Direct |
| 2017-12-27 | Common Stock | F | 1288 | $60.13 | Disposed | 61755 | Direct |
| 2017-12-27 | Common Stock | M | 1368 | — | Acquired | 63123 | Direct |
| 2017-12-27 | Common Stock | F | 774 | $60.13 | Disposed | 62349 | Direct |
| 2017-12-27 | Common Stock | M | 1368 | — | Acquired | 63717 | Direct |
| 2017-12-27 | Common Stock | F | 774 | $60.13 | Disposed | 62943 | Direct |
| 2017-12-27 | Common Stock | M | 1368 | — | Acquired | 64311 | Direct |
| 2017-12-27 | Common Stock | F | 774 | $60.13 | Disposed | 63537 | Direct |
| 2017-12-27 | Common Stock | M | 11242 | — | Acquired | 74779 | Direct |
| 2017-12-27 | Common Stock | F | 6362 | $60.13 | Disposed | 68417 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-27 | Phantom Stock Units | $0 | M | 2277 | Disposed | Common Stock (2277) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 2277 | Disposed | Common Stock (2277) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 2277 | Disposed | Common Stock (2277) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 1368 | Disposed | Common Stock (1368) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 1368 | Disposed | Common Stock (1368) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 1368 | Disposed | Common Stock (1368) | Direct | |
| 2017-12-27 | Phantom Stock Units | $0 | M | 11242 | Disposed | Common Stock (11242) | Direct |
Footnotes
F1: Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit.
F2: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit.
F3: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit.
F4: Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit.
F5: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.
F6: Currently convertible. Units vest 100% ten years from the original grant date.
F7: No expiration date for these Units.
F8: Currently convertible. Units vest 100% eight years from the original grant date.
F9: Currently convertible. Units vest 100% nine years from the original grant date.
F10: Currently convertible. Units vest 100% seven years from the original grant date.
F11: Currently convertible. Units vest in 20% increments over a five year period from original grant date.