STIFEL FINANCIAL CORP — Director's Dealing 2017

Dec 29, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-27

Reporting Person: SLINEY DAVID D (Dir Strategic Planning & Tech)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-27	Common Stock	M	2277	—	Acquired	89423	Direct
2017-12-27	Common Stock	F	1092	$60.13	Disposed	88331	Direct
2017-12-27	Common Stock	M	2277	—	Acquired	90608	Direct
2017-12-27	Common Stock	F	1092	$60.13	Disposed	89516	Direct
2017-12-27	Common Stock	M	2277	—	Acquired	91793	Direct
2017-12-27	Common Stock	F	1092	$60.13	Disposed	90701	Direct
2017-12-27	Common Stock	M	2053	—	Acquired	92754	Direct
2017-12-27	Common Stock	F	984	$60.13	Disposed	91770	Direct
2017-12-27	Common Stock	M	2053	—	Acquired	93823	Direct
2017-12-27	Common Stock	F	984	$60.13	Disposed	92839	Direct
2017-12-27	Common Stock	M	2053	—	Acquired	94892	Direct
2017-12-27	Common Stock	F	984	$60.13	Disposed	93908	Direct
2017-12-27	Common Stock	M	717	—	Acquired	94625	Direct
2017-12-27	Common Stock	F	344	$60.13	Disposed	94281	Direct
2017-12-27	Common Stock	M	717	—	Acquired	94998	Direct
2017-12-27	Common Stock	F	344	$60.13	Disposed	94654	Direct
2017-12-27	Common Stock	M	717	—	Acquired	95371	Direct
2017-12-27	Common Stock	F	344	$60.13	Disposed	95027	Direct
2017-12-27	Common Stock	M	1836	—	Acquired	96863	Direct
2017-12-27	Common Stock	F	880	$60.13	Disposed	95983	Direct
2017-12-27	Common Stock	M	1529	—	Acquired	97512	Direct
2017-12-27	Common Stock	F	733	$60.13	Disposed	96779	Direct
2017-12-27	Common Stock	M	1906	—	Acquired	98685	Direct
2017-12-27	Common Stock	F	916	$60.13	Disposed	97769	Direct
2017-12-27	Common Stock	M	2248	—	Acquired	100017	Direct
2017-12-27	Common Stock	F	1077	$60.13	Disposed	98940	Direct
2017-12-27	Common Stock	M	7307	—	Acquired	106247	Direct
2017-12-27	Common Stock	F	3504	$60.13	Disposed	102743	Direct
2017-12-27	Common Stock	M	1802	—	Acquired	104545	Direct
2017-12-27	Common Stock	F	864	$60.13	Disposed	103681	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-27	Phantom Stock Units	$0	M	2277	Disposed		Common Stock (2277)	Direct
2017-12-27	Phantom Stock Units	$0	M	2277	Disposed		Common Stock (2277)	Direct
2017-12-27	Phantom Stock Units	$0	M	2277	Disposed		Common Stock (2277)	Direct
2017-12-27	Phantom Stock Units	$0	M	2053	Disposed		Common Stock (2053)	Direct
2017-12-27	Phantom Stock Units	$0	M	2053	Disposed		Common Stock (2053)	Direct
2017-12-27	Phantom Stock Units	$0	M	2053	Disposed		Common Stock (2053)	Direct
2017-12-27	Phantom Stock Units	$0	M	717	Disposed		Common Stock (717)	Direct
2017-12-27	Phantom Stock Units	$0	M	717	Disposed		Common Stock (717)	Direct
2017-12-27	Phantom Stock Units	$0	M	717	Disposed		Common Stock (717)	Direct
2017-12-27	Phantom Stock Units	$0	M	1836	Disposed		Common Stock (1836)	Direct
2017-12-27	Phantom Stock Units	$0	M	1529	Disposed		Common Stock (1529)	Direct
2017-12-27	Phantom Stock Units	$0	M	1906	Disposed		Common Stock (1906)	Direct
2017-12-27	Phantom Stock Units	$0	M	2248	Disposed		Common Stock (2248)	Direct
2017-12-27	Phantom Stock Units	$0	M	7307	Disposed		Common Stock (7307)	Direct
2017-12-27	Phantom Stock Units	$0	M	1802	Disposed		Common Stock (1802)	Direct

Footnotes

F1: Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit.

F2: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit.

F3: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit.

F4: Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit.

F5: Shares represent a grant of restricted stock which vest 100% six years from the original grant date of the phantom stock unit.

F6: Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit.

F7: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

F8: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit.

F9: Currently convertible. Units vest 100% ten years from the original grant date.

F10: No expiration date for these Units.

F11: Currently convertible. Units vest 100% eight years from the original grant date.

F12: Currently convertible. Units vest 100% nine years from the original grant date.

F13: Currently convertible. Units vest 100% seven years from the original grant date.

F14: Currently convertible. Units vest 100% six years from the original grant date.

F15: Currenlty convertible. Units vest 100% five years from the original grant date.

F16: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F17: Currently convertible. Units vest in 10% increments over ten years from the original grant date.