STIFEL FINANCIAL CORP — Director's Dealing 2017

Dec 29, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-27

Reporting Person: Michaud Thomas B. (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-27	Common Stock	M	6183	—	Acquired	64802	Direct
2017-12-27	Common Stock	F	3188	$60.13	Disposed	61614	Direct
2017-12-27	Common Stock	M	18887	—	Acquired	80501	Direct
2017-12-27	Common Stock	F	9741	$60.13	Disposed	70760	Direct
2017-12-27	Common Stock	M	3250	—	Acquired	74010	Direct
2017-12-27	Common Stock	F	1677	$60.13	Disposed	72333	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-27	Phantom Stock Units	$0	M	6183	Disposed		Common Stock (6183)	Direct
2017-12-27	Phantom Stock Units	$0	M	18887	Disposed		Common Stock (18887)	Direct
2017-12-27	Phantom Stock Units	$0	M	3250	Disposed		Common Stock (3250)	Direct

Footnotes

F1: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit.

F2: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

F3: Currently convertible. Units vest in 10% increments over ten years from the original grant date.

F4: No expiration date for these Units.

F5: Currently convertible. Units vest in 20% increments over a five year period from original grant date.