STIFEL FINANCIAL CORP — Director's Dealing 2017

Dec 29, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-27

Reporting Person: Marischen James M (SENIOR VP & CHIEF RISK OFFICER)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-27	Common Stock	M	456	—	Acquired	9525	Direct
2017-12-27	Common Stock	F	219	$60.13	Disposed	9306	Direct
2017-12-27	Common Stock	M	456	—	Acquired	9762	Direct
2017-12-27	Common Stock	F	219	$60.13	Disposed	9543	Direct
2017-12-27	Common Stock	M	456	—	Acquired	9999	Direct
2017-12-27	Common Stock	F	219	$60.13	Disposed	9780	Direct
2017-12-27	Common Stock	M	331	—	Acquired	10111	Direct
2017-12-27	Common Stock	F	158	$60.13	Disposed	9953	Direct
2017-12-27	Common Stock	M	346	—	Acquired	10299	Direct
2017-12-27	Common Stock	F	165	$60.13	Disposed	10134	Direct
2017-12-27	Common Stock	M	255	—	Acquired	10389	Direct
2017-12-27	Common Stock	F	124	$60.13	Disposed	10265	Direct
2017-12-27	Common Stock	M	8432	—	Acquired	18697	Direct
2017-12-27	Common Stock	F	4044	$60.13	Disposed	14653	Direct
2017-12-27	Common Stock	M	1124	—	Acquired	15777	Direct
2017-12-27	Common Stock	F	537	$60.13	Disposed	15240	Direct
2017-12-27	Common Stock	M	1540	—	Acquired	16780	Direct
2017-12-27	Common Stock	F	738	$60.13	Disposed	16042	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-27	Phantom Stock Units	$0	M	456	Disposed		Common Stock (456)	Direct
2017-12-27	Phantom Stock Units	$0	M	456	Disposed		Common Stock (456)	Direct
2017-12-27	Phantom Stock Units	$0	M	456	Disposed		Common Stock (456)	Direct
2017-12-27	Phantom Stock Units	$0	M	331	Disposed		Common Stock (331)	Direct
2017-12-27	Phantom Stock Units	$0	M	346	Disposed		Common Stock (346)	Direct
2017-12-27	Phantom Stock Units	$0	M	255	Disposed		Common Stock (255)	Direct
2017-12-27	Phantom Stock Units	$0	M	8432	Disposed		Common Stock (8432)	Direct
2017-12-27	Phantom Stock Units	$0	M	1124	Disposed		Common Stock (1124)	Direct
2017-12-27	Phantom Stock Units	$0	M	1540	Disposed		Common Stock (1540)	Direct

Footnotes

F1: Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit.

F2: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit.

F3: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit.

F4: Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit.

F5: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

F6: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit.

F7: Currently convertible. Units vest 100% ten years from the original grant date.

F8: No expiration date for these Units.

F9: Currently convertible. Units vest 100% eight years from the original grant date.

F10: Currently convertible. Units vest 100% nine years from the original grant date.

F11: Currenlty convertible. Units vest 100% five years from the original grant date.

F12: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F13: Currently convertible. Units vest in 10% increments over ten years from the original grant date.