STIFEL FINANCIAL CORP — Director's Dealing 2017

Dec 29, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-27

Reporting Person: Fisher Mark P (SENIOR VP & GENERAL COUNSEL)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-27	Common Stock	M	308	—	Acquired	21677	Direct
2017-12-27	Common Stock	F	174	$60.13	Disposed	21503	Direct
2017-12-27	Common Stock	M	349	—	Acquired	21852	Direct
2017-12-27	Common Stock	F	197	$60.13	Disposed	21655	Direct
2017-12-27	Common Stock	M	1967	—	Acquired	23622	Direct
2017-12-27	Common Stock	F	1113	$60.13	Disposed	22509	Direct
2017-12-27	Common Stock	M	204	—	Acquired	22713	Direct
2017-12-27	Common Stock	F	115	$60.13	Disposed	22598	Direct
2017-12-27	Common Stock	M	5269	—	Acquired	27867	Direct
2017-12-27	Common Stock	F	2982	$60.13	Disposed	24885	Direct
2017-12-27	Common Stock	M	7308	—	Acquired	32193	Direct
2017-12-27	Common Stock	F	4134	$60.13	Disposed	28059	Direct
2017-12-27	Common Stock	M	3372	—	Acquired	31431	Direct
2017-12-27	Common Stock	F	1908	$60.13	Disposed	29523	Direct
2017-12-27	Common Stock	M	1806	—	Acquired	31329	Direct
2017-12-27	Common Stock	F	1023	$60.13	Disposed	30306	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-27	Phantom Stock Units	$0	M	308	Disposed		Common Stock (308)	Direct
2017-12-27	Phantom Stock Units	$0	M	349	Disposed		Common Stock (349)	Direct
2017-12-27	Phantom Stock Units	$0	M	1967	Disposed		Common Stock (1967)	Direct
2017-12-27	Phantom Stock Units	$0	M	204	Disposed		Common Stock (204)	Direct
2017-12-27	Phantom Stock Units	$0	M	5269	Disposed		Common Stock (5269)	Direct
2017-12-27	Phantom Stock Units	$0	M	7308	Disposed		Common Stock (7308)	Direct
2017-12-27	Phantom Stock Units	$0	M	3372	Disposed		Common Stock (3372)	Direct
2017-12-27	Phantom Stock Units	$0	M	1806	Disposed		Common Stock (1806)	Direct

Footnotes

F1: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

F2: Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit.

F3: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit.

F4: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F5: No expiration date for these Units.

F6: Currenlty convertible. Units vest 100% five years from the original grant date.

F7: Currently convertible. Units vest in 10% increments over ten years from the original grant date.