STIFEL FINANCIAL CORP — Director's Dealing 2017

Dec 29, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-27

Reporting Person: KRUSZEWSKI RONALD J (Director, CHIEF EXECUTIVE OFFICER)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-27	Common Stock	M	44970	—	Acquired	827546	Direct
2017-12-27	Common Stock	M	8311	—	Acquired	835857	Direct
2017-12-29	Common Stock	A	133045	—	Acquired	968902	Direct
2017-12-29	Common Stock	F	63796	$60.13	Disposed	905106	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-27	Phantom Stock Units	$0	M	44970	Disposed		Common Stock (44970)	Direct
2017-12-27	Phantom Stock Units	$0	M	8311	Disposed		Common Stock (8311)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1500	Indirect

Footnotes

F1: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

F2: Shares represent a grant of restricted stock which vest in 20% increments over a five year period from the grant date.

F3: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F4: No expiration date for these Units.