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STIFEL FINANCIAL CORP Director's Dealing 2017

Dec 29, 2017

30525_dirs_2017-12-29_97dc8c32-fbf1-45fc-ad7a-fe6c4db0adeb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2017-12-27

Reporting Person: Nesi Victor (Director, Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-27 Common Stock M 3415 Acquired 93013 Direct
2017-12-27 Common Stock F 1761 $60.13 Disposed 91252 Direct
2017-12-27 Common Stock M 3415 Acquired 94667 Direct
2017-12-27 Common Stock F 1761 $60.13 Disposed 92906 Direct
2017-12-27 Common Stock M 3415 Acquired 96321 Direct
2017-12-27 Common Stock F 1761 $60.13 Disposed 94560 Direct
2017-12-27 Common Stock M 2737 Acquired 97297 Direct
2017-12-27 Common Stock F 1411 $60.13 Disposed 95886 Direct
2017-12-27 Common Stock M 2737 Acquired 98623 Direct
2017-12-27 Common Stock F 1411 $60.13 Disposed 97212 Direct
2017-12-27 Common Stock M 2737 Acquired 99949 Direct
2017-12-27 Common Stock F 1411 $60.13 Disposed 98538 Direct
2017-12-27 Common Stock M 4301 Acquired 102839 Direct
2017-12-27 Common Stock F 2218 $60.13 Disposed 100621 Direct
2017-12-27 Common Stock M 4301 Acquired 104922 Direct
2017-12-27 Common Stock F 2218 $60.13 Disposed 102704 Direct
2017-12-27 Common Stock M 4301 Acquired 107005 Direct
2017-12-27 Common Stock F 2218 $60.13 Disposed 104787 Direct
2017-12-27 Common Stock M 4005 Acquired 108792 Direct
2017-12-27 Common Stock F 2065 $60.13 Disposed 106727 Direct
2017-12-27 Common Stock M 2938 Acquired 109665 Direct
2017-12-27 Common Stock F 1515 $60.13 Disposed 108150 Direct
2017-12-27 Common Stock M 4420 Acquired 112570 Direct
2017-12-27 Common Stock F 2282 $60.13 Disposed 110288 Direct
2017-12-27 Common Stock M 7308 Acquired 117596 Direct
2017-12-27 Common Stock F 3768 $60.13 Disposed 113828 Direct
2017-12-27 Common Stock M 23834 Acquired 137662 Direct
2017-12-27 Common Stock F 12291 $60.13 Disposed 125371 Direct
2017-12-27 Common Stock M 3989 Acquired 129360 Direct
2017-12-27 Common Stock F 2058 $60.13 Disposed 127302 Direct

Footnotes

F1: Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit.

F2: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit.

F3: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit.

F4: Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit.

F5: Shares represent a grant of restricted stock which vest 100% six years from the original grant date of the phantom stock unit.

F6: Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit.

F7: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

F8: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit.