STIFEL FINANCIAL CORP — Director's Dealing 2016

Nov 23, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-11-22

Reporting Person: ZEMLYAK JAMES M (Director, CHIEF FIN'L & ADMIN OFFCR)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-22	Common Stock	S	15000	$50.2	Disposed	724733	Direct
2016-11-22	Common Stock	G	550	—	Disposed	724183	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3922	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock Units	$0		Common Stock (194428)	194428	Direct

Footnotes

F1: Units vest in 20% increments over a five year period.

F2: No expiration date for these Units.