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STIFEL FINANCIAL CORP Director's Dealing 2016

Nov 23, 2016

30525_dirs_2016-11-23_ebeb3cb0-0d77-479c-8b55-7a48d1b20cef.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-11-22

Reporting Person: Michaud Thomas B. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-22 Common Stock D 1964 $47.57 Disposed 100553 Direct
2016-11-22 Common Stock S 12571 $50.2 Disposed 87982 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $0 Common Stock (70218) 70218 Direct

Footnotes

F1: Constitutes a portion of shares which vested on November 22, 2016 that were withheld from reporting person on November 22, 2016 in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a reult of all vesting events.

F2: Units vest in 20% increments over a five year period.

F3: No expiration date for these Units.