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STIFEL FINANCIAL CORP — Director's Dealing 2016
Nov 23, 2016
30525_dirs_2016-11-23_ebeb3cb0-0d77-479c-8b55-7a48d1b20cef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-11-22
Reporting Person: Michaud Thomas B. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-22 | Common Stock | D | 1964 | $47.57 | Disposed | 100553 | Direct |
| 2016-11-22 | Common Stock | S | 12571 | $50.2 | Disposed | 87982 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (70218) | 70218 | Direct |
Footnotes
F1: Constitutes a portion of shares which vested on November 22, 2016 that were withheld from reporting person on November 22, 2016 in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a reult of all vesting events.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units.
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