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STIFEL FINANCIAL CORP — Director's Dealing 2016
Nov 23, 2016
30525_dirs_2016-11-23_5814cd93-0344-417e-970a-4351b7634d24.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-11-22
Reporting Person: Minnick David M (General Counsel & Senior VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-22 | Common Stock | S | 10000 | $50.2 | Disposed | 4193 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (10532) | 10532 | Direct |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
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