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STIFEL FINANCIAL CORP — Director's Dealing 2016
Dec 1, 2016
30525_dirs_2016-12-01_bc3f4bdf-c15d-456e-9f2d-49ebb0c7f2ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-11-29
Reporting Person: WEISEL THOMAS W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-29 | Common Stock | S | 30000 | $49.32 | Disposed | 70529 | Direct |
| 2016-12-01 | Common Stock | G | 2600 | $49.85 | Disposed | 67929 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (57861) | 57861 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $49.12 to $49.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units.
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