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STIFEL FINANCIAL CORP Director's Dealing 2016

Dec 14, 2016

30525_dirs_2016-12-14_3718fbcd-0925-41f0-9041-ab378651c830.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-12-12

Reporting Person: HIMELFARB RICHARD J (Director, Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-12 Common Stock I 8836 $51.0195 Disposed 169166 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $0 Common Stock (26618) 26618 Direct

Footnotes

F1: Units vest in 20% increments over a five year period.

F2: No expiration date for these Units.