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STIFEL FINANCIAL CORP — Director's Dealing 2016
Dec 15, 2016
30525_dirs_2016-12-15_cd635682-bf8d-47ea-bf24-c2619db2d73c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-12-13
Reporting Person: MULROY THOMAS P (Director, Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-13 | Common Stock | G | 1665 | — | Disposed | 148524 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (188236) | 188236 | Direct |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
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