STIFEL FINANCIAL CORP — Director's Dealing 2016

Dec 27, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-12-22

Reporting Person: KRUSZEWSKI RONALD J (Director, CHIEF EXECUTIVE OFFICER)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-22	Common Stock	S	30000	$51.39	Disposed	878862	Direct
2016-12-23	Common Stock	S	30522	$51.4282	Disposed	848340	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1500	Indirect
Common Stock	3000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock Units	$0		Common Stock (359197)	359197	Direct

Footnotes

F1: Shares are being sold to rebalance portfolio.

F2: Units vest in 20% increments over a five year period.

F3: No expiration date for these Units.