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STIFEL FINANCIAL CORP Director's Dealing 2016

Feb 29, 2016

30525_dirs_2016-02-29_2fbe0dd8-77c1-47b4-8815-a0fc68a4b3d7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-02-25

Reporting Person: Michaud Thomas B. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-25 Common Stock D 21711 $31.18 Disposed 102517 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-25 Phantom Stock Units $0 A 20576 Acquired Common Stock (20576) Direct
2016-02-25 Phantom Stock Units $0 A 31425 Acquired Common Stock (31425) Direct

Footnotes

F1: Constitutes a portion of shares which vested on February 25, 2016 that were withheld from reporting person on February 25, 2016 in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a reult of all vesting events.

F2: Units vest in equal yearly increments over a ten year period.

F3: No expiration date for these Units.