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STIFEL FINANCIAL CORP — Director's Dealing 2016
Jan 26, 2016
30525_dirs_2016-01-26_6130cf07-fe12-4247-a6a7-c5b66a2d86d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-01-22
Reporting Person: Fisher Mark P (SENIOR VP & GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-22 | Common Stock | M | 3350 | — | Acquired | 25048 | Direct |
| 2016-01-22 | Common Stock | F | 1925 | $35.86 | Disposed | 23123 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-22 | Phantom Stock Units | $0 | M | 3350 | Disposed | Common Stock (3350) | Direct |
Footnotes
F1: Units vest annually.
F2: No expiration date for these Units.
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