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STIFEL FINANCIAL CORP — Director's Dealing 2016
Jan 26, 2016
30525_dirs_2016-01-26_88d7236c-c43e-4b34-9850-d4e0b58400c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-01-22
Reporting Person: Marischen James M (SENIOR VP & CHIEF RISK OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-22 | Common Stock | M | 3240 | — | Acquired | 6822 | Direct |
| 2016-01-22 | Common Stock | F | 1245 | $35.86 | Disposed | 5577 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-22 | Phantom Stock Units | $0 | M | 3240 | Disposed | Common Stock (3240) | Direct |
Footnotes
F1: Units vest annually.
F2: No expiration date for these Units.
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