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STIFEL FINANCIAL CORP — Director's Dealing 2016
Jan 5, 2016
30525_dirs_2016-01-05_fa728a98-d663-428a-9f39-599afd27df3a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2015-12-31
Reporting Person: LEFTON ROBERT E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-31 | Common Stock | M | 2250 | $17 | Acquired | 26870 | Direct |
| 2015-12-31 | Common Stock | F | 903 | $40.73 | Disposed | 25967 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | Stock Option (Option to Buy) | $17 | M | 2250 | Disposed | 2016-01-03 | Common Stock (2250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 72000 | Indirect |
Footnotes
F1: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
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