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STIFEL FINANCIAL CORP Director's Dealing 2016

Nov 15, 2016

30525_dirs_2016-11-15_6c7e5bae-30a8-460d-8266-5f21b0f627d0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-11-26

Reporting Person: WEISEL THOMAS W (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-04-02 Common Stock G 580 $50.36 Disposed 163245 Direct
2014-04-08 Common Stock G 880 $45.7 Disposed 162365 Direct
2014-06-12 Common Stock G 3355 $45.7 Disposed 159010 Direct
2014-06-25 Common Stock G 530 $47.27 Disposed 158480 Direct
2014-09-22 Common Stock G 500 $48.43 Disposed 157980 Direct
2014-12-11 Common Stock G 5112 $49.25 Disposed 152868 Direct
2014-12-19 Common Stock G 1365 $51.47 Disposed 151503 Direct
2015-02-09 Common Stock G 7023 $50.36 Disposed 148367 Direct
2015-03-24 Common Stock S 35148 $56.94 Disposed 110188 Direct
2015-11-10 Common Stock G 3225 $46.26 Disposed 106963 Direct
2013-11-26 Common Stock S 18231 $45.22 Disposed 0 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $0 Common Stock (57861) 57861 Direct

Footnotes

F1: Units vest in 20% increments over a five year period.

F2: No expiration date for these Units.