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STIFEL FINANCIAL CORP — Director's Dealing 2016
Nov 15, 2016
30525_dirs_2016-11-15_6c7e5bae-30a8-460d-8266-5f21b0f627d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-11-26
Reporting Person: WEISEL THOMAS W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-02 | Common Stock | G | 580 | $50.36 | Disposed | 163245 | Direct |
| 2014-04-08 | Common Stock | G | 880 | $45.7 | Disposed | 162365 | Direct |
| 2014-06-12 | Common Stock | G | 3355 | $45.7 | Disposed | 159010 | Direct |
| 2014-06-25 | Common Stock | G | 530 | $47.27 | Disposed | 158480 | Direct |
| 2014-09-22 | Common Stock | G | 500 | $48.43 | Disposed | 157980 | Direct |
| 2014-12-11 | Common Stock | G | 5112 | $49.25 | Disposed | 152868 | Direct |
| 2014-12-19 | Common Stock | G | 1365 | $51.47 | Disposed | 151503 | Direct |
| 2015-02-09 | Common Stock | G | 7023 | $50.36 | Disposed | 148367 | Direct |
| 2015-03-24 | Common Stock | S | 35148 | $56.94 | Disposed | 110188 | Direct |
| 2015-11-10 | Common Stock | G | 3225 | $46.26 | Disposed | 106963 | Direct |
| 2013-11-26 | Common Stock | S | 18231 | $45.22 | Disposed | 0 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (57861) | 57861 | Direct |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
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