STIFEL FINANCIAL CORP — Director's Dealing 2016

Nov 15, 2016

SEC Form 4/A — Form 4/A

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-08-13

Reporting Person: WEISEL THOMAS W (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-08-13	Common Stock	S	150000	$40.1397	Disposed	6686	Indirect

Footnotes

F1: These shares were sold pursuant to a 10(b)5-1 Plan.

F2: This transaction was executed in multiple trades at prices ranging from $39.78 to $40.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The original reporting of this sale incorrrectly reported the shares were owned direct. The 150,000 shares that were sold on 8/13/2013 were actually owned by Corporation.