STIFEL FINANCIAL CORP — Director's Dealing 2016

Jun 17, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-06-16

Reporting Person: IRBY ALTON F III (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-06-16	Common Stock	M	1688	—	Acquired	14559	Direct
2016-06-16	Common Stock	M	16687	—	Acquired	31246	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-06-16	Phantom Stock Units	$0	M	1688	Disposed		Common Stock (1688)	Direct
2016-06-16	Phantom Stock Units	$0	M	16687	Disposed		Common Stock (16687)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Option to Buy)	$29.33	2018-05-19	Common Stock (6819)	6819	Direct

Footnotes

F1: 563 Units vest on December 1, 2010 and 562 Units vest on March 1, 2011.

F2: No expiration date for these Units.

F3: Units vest quarterly over a one year period.

F4: Currently exercisable.