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STIFEL FINANCIAL CORP — Director's Dealing 2016
Jan 26, 2016
30525_dirs_2016-01-26_aa501b24-7426-494a-812d-3c7aa4357bf1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-01-22
Reporting Person: SLINEY DAVID D (Dir Strategic Planning & Tech)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-22 | Common Stock | M | 19924 | — | Acquired | 108937 | Direct |
| 2016-01-22 | Common Stock | F | 6791 | $35.86 | Disposed | 102146 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-22 | Phantom Stock Units | $0 | M | 19924 | Disposed | Common Stock (19924) | Direct |
Footnotes
F1: Phantom Stock Units vest in 33 1/3% increments on 1/1/03, 1/1/04 and 1/1/05.
F2: No expiration date for these Units.
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