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STIFEL FINANCIAL CORP — Director's Dealing 2016
Feb 29, 2016
30525_dirs_2016-02-29_76aac804-ea99-481e-b652-b173387e42f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-02-25
Reporting Person: KRUSZEWSKI RONALD J (Director, CHIEF EXECUTIVE OFFICER)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-25 | Phantom Stock Units | $0 | A | 37411 | Acquired | Common Stock (37411) | Direct | |
| 2016-02-25 | Phantom Stock Units | $0 | A | 74822 | Acquired | Common Stock (74822) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1017537 | Direct |
| Common Stock | 1500 | Indirect |
| Common Stock | 3000 | Indirect |
Footnotes
F1: Units vest in equal yearly increments over a ten year period.
F2: No expiration date for these Units.
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