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STIFEL FINANCIAL CORP Director's Dealing 2016

Feb 29, 2016

30525_dirs_2016-02-29_46435035-3f7a-4d8f-826d-515e469353ff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2016-02-25

Reporting Person: ZEMLYAK JAMES M (Director, CHIEF FIN'L & ADMIN OFFCR)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-25 Phantom Stock Units $0 A 23475 Acquired Common Stock (23475) Direct
2016-02-25 Phantom Stock Units $0 A 32921 Acquired Common Stock (32921) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 739733 Direct
Common Stock 3922 Indirect

Footnotes

F1: Units vest in equal yearly increments over a ten year period.

F2: No expiration date for these Units.