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STIFEL FINANCIAL CORP — Director's Dealing 2013
Jan 25, 2013
30525_dirs_2013-01-25_33236880-3244-493e-bbb1-2691bd16f228.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-01-24
Reporting Person: SLINEY DAVID D (Dir Strategic Planning & Tech)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-24 | Common Stock | M | 13464 | — | Acquired | 97189 | Direct |
| 2013-01-24 | Common Stock | F | 4631 | $35.13 | Disposed | 92558 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-24 | Phantom Stock Units | $0 | M | 13464 | Disposed | Common Stock (13464) | Direct |
Footnotes
F1: Phantom Stock Units vest in 33 1/3% increments on 1/1/03, 1/1/04 and 1/1/05.
F2: No expiration date for these Units.
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