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STIFEL FINANCIAL CORP — Director's Dealing 2013
Aug 14, 2013
30525_dirs_2013-08-14_217b906c-7119-459a-8fbb-65d3366052b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-08-13
Reporting Person: BURKEMPER BERNARD N (Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-13 | Common Stock | S | 2000 | $40.09 | Disposed | 35445 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (17379) | 17379 | Direct |
Footnotes
F1: Units vest 100% after five years.
F2: No expiration date for these Units.
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