STIFEL FINANCIAL CORP — Director's Dealing 2013

Aug 15, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-08-13

Reporting Person: WEISEL THOMAS W (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-08-13	Common Stock	S	150000	$40.1397	Disposed	263038	Direct
2013-08-14	Common Stock	G	40991	—	Disposed	222047	Direct
2013-08-15	Common Stock	G	78342	—	Disposed	143705	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	156686	Indirect
Common Stock	18231	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock Units	$0		Common Stock (60837)	60837	Direct

Footnotes

F1: These shares were sold pursuant to a 10(b)5-1 Plan.

F2: This transaction was executed in multiple trades at prices ranging from $39.78 to $40.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Units vest in 20% increments over a five year period.

F4: No expiration date for these Units.