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STIFEL FINANCIAL CORP — Director's Dealing 2013
Dec 3, 2013
30525_dirs_2013-12-03_a7fb993b-7bea-481d-b463-cd4f8197465f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-12-02
Reporting Person: MULROY THOMAS P (Director, Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-02 | Common Stock | S | 20000 | $45.29 | Disposed | 217769 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (171015) | 171015 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $45.15 to $45.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
F3: No expiration date for these Units.