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STIFEL FINANCIAL CORP — Director's Dealing 2013
Dec 11, 2013
30525_dirs_2013-12-11_ee1c8995-9854-4cf3-b372-de167fe47696.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-12-10
Reporting Person: KRUSZEWSKI RONALD J (Director, CHIEF EXECUTIVE OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-10 | Common Stock | M | 25762 | — | Acquired | 1021537 | Direct |
| 2013-12-10 | Common Stock | F | 12353 | $45.64 | Disposed | 1009184 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-10 | Phantom Stock Units | $0 | M | 25762 | Disposed | Common Stock (25762) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1500 | Indirect |
| Common Stock | 3000 | Indirect |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
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