STIFEL FINANCIAL CORP — Director's Dealing 2013

Mar 18, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-06-06

Reporting Person: HANSER FREDERICK O (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2012-06-06	Phantom Stock Units	$0	A	3750	Acquired		Common Stock (3750)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	33605	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Option to Buy)	$6.1733	2014-02-03	Common Stock (3000)	3000	Direct
Stock Option (Option to Buy)	$8.986	2015-01-03	Common Stock (2250)	2250	Direct
Stock Option (Option to Buy)	$17	2016-01-03	Common Stock (2250)	2250	Direct

Footnotes

F1: Units vest quarterly over a one year period.

F2: No expiration date for these Units.

F3: Options vest in 20% increments yearly from the grant date.

F4: Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.

F5: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.