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STIFEL FINANCIAL CORP — Director's Dealing 2013
Mar 18, 2013
30525_dirs_2013-03-18_9765a218-1cf0-4c4b-94a5-4bcb7a954cda.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-06-06
Reporting Person: DILL CHARLES A (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-06 | Phantom Stock Units | $0 | A | 3750 | Acquired | Common Stock (3750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 46070 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Option to Buy) | $17 | 2016-01-03 | Common Stock (2250) | 2250 | Direct |
Footnotes
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units.
F3: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
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