STIFEL FINANCIAL CORP — Director's Dealing 2013

Aug 7, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-08-06

Reporting Person: OATES JAMES M (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-08-06	Phantom Stock Units	$0	A	8487	Acquired		Common Stock (8487)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	46380	Direct
Common Stock	573	Indirect

Footnotes

F1: These Stock Units were issued as a result of a conversion of a deferred compensation plan into Stock Units. These Stock Units are fully vested and shall be payable after the termination of the respective director from service on the Board of Directors of Stifel Financial Corp.

F2: No expiration date for these Units.