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STIFEL FINANCIAL CORP Director's Dealing 2013

Jan 25, 2013

30525_dirs_2013-01-25_9326b0d1-25f0-40ec-9140-3f4c34c90627.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-01-24

Reporting Person: LEFTON ROBERT E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-01-24 Common Stock M 3349 Acquired 82370 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-01-24 Phantom Stock Units $0 M 3349 Disposed Common Stock (3349) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Option to Buy) $9.26 2014-02-03 Common Stock (3000) 3000 Direct
Stock Option (Option to Buy) $13.48 2015-01-03 Common Stock (2250) 2250 Direct
Stock Option (Option to Buy) $25.5 2016-01-03 Common Stock (2250) 2250 Direct

Footnotes

F1: Currently exercisable.

F2: No expiration date for these Units.

F3: Options vest in 20% increments yearly from the grant date.

F4: Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.

F5: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.