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STIFEL FINANCIAL CORP — Director's Dealing 2013
Dec 9, 2013
30525_dirs_2013-12-09_4c1329e0-9085-4eb0-848d-118e83b4cceb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-12-06
Reporting Person: BEDA BRUCE A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-06 | Common Stock | S | 5000 | $45.75 | Disposed | 36514 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (29667) | 29667 | Direct | |
| Stock Option (Option to Buy) | $17 | 2016-01-03 | Common Stock (2250) | 2250 | Direct |
Footnotes
F1: These Stock Units were issued as a result of a conversion of a deferred compensation plan into Stock Units. These Stock Units are fully vested and shall be payable after the termination of the respective director from service on the Board of Directors of Stifel Financial Corp.
F2: No expiration date for these Units.
F3: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
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