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STIFEL FINANCIAL CORP Director's Dealing 2013

Dec 9, 2013

30525_dirs_2013-12-09_4c1329e0-9085-4eb0-848d-118e83b4cceb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-12-06

Reporting Person: BEDA BRUCE A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-06 Common Stock S 5000 $45.75 Disposed 36514 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $0 Common Stock (29667) 29667 Direct
Stock Option (Option to Buy) $17 2016-01-03 Common Stock (2250) 2250 Direct

Footnotes

F1: These Stock Units were issued as a result of a conversion of a deferred compensation plan into Stock Units. These Stock Units are fully vested and shall be payable after the termination of the respective director from service on the Board of Directors of Stifel Financial Corp.

F2: No expiration date for these Units.

F3: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.