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STIFEL FINANCIAL CORP Director's Dealing 2013

Nov 25, 2013

30525_dirs_2013-11-25_0ec3224f-600f-4739-a957-24777b0e6e34.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-11-21

Reporting Person: DUBINSKY JOHN P (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-21 Common Stock S 4000 $45.15 Acquired 30193 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $0 Common Stock (21007) 21007 Direct
Stock Option (Option to Buy) $17 2016-01-03 Common Stock (450) 450 Direct

Footnotes

F1: Units vest quarterly over a one year period.

F2: No expiration date for these Units.

F3: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.