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STIFEL FINANCIAL CORP — Director's Dealing 2013
Nov 25, 2013
30525_dirs_2013-11-25_0ec3224f-600f-4739-a957-24777b0e6e34.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-11-21
Reporting Person: DUBINSKY JOHN P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-21 | Common Stock | S | 4000 | $45.15 | Acquired | 30193 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (21007) | 21007 | Direct | |
| Stock Option (Option to Buy) | $17 | 2016-01-03 | Common Stock (450) | 450 | Direct |
Footnotes
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units.
F3: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
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