AI assistant
Sending…
STIFEL FINANCIAL CORP — Director's Dealing 2013
Sep 11, 2013
30525_dirs_2013-09-11_c7d75658-d8bc-4f8c-be22-283ca36e9ed4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-09-09
Reporting Person: Plotkin Ben A (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-09 | Common Stock | S | 10000 | $42.07 | Disposed | 149310 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (56638) | 56638 | Direct |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
More from STIFEL FINANCIAL CORP
Regulatory Filings
2026
May 28
Proxy Solicitation & Information Statement
2026
May 21
Regulatory Filings
2026
May 12
Interim / Quarterly Report
2026
May 4
Major Shareholding Notification
2026
Apr 30
Annual Report
2026
Apr 29
Proxy Solicitation & Information Statement
2026
Apr 29
Proxy Solicitation & Information Statement
2026
Apr 29
Regulatory Filings
2026
Apr 22
Regulatory Filings
2026
Apr 17