STIFEL FINANCIAL CORP — Director's Dealing 2013

Jan 25, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-01-24

Reporting Person: KRUSZEWSKI RONALD J (Director, CHIEF EXECUTIVE OFFICER)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-01-24	Common Stock	M	214583	—	Acquired	1144238	Direct
2013-01-24	Common Stock	M	791	—	Acquired	1145029	Direct
2013-01-24	Common Stock	F	99254	$35.13	Disposed	1045775	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-01-24	Phantom Stock Units	$0	M	214583	Disposed		Common Stock (214583)	Direct
2013-01-24	Phantom Stock Units	$0	M	791	Disposed		Common Stock (791)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1500	Indirect
Common Stock	3000	Indirect

Footnotes

F1: Currently exercisable.

F2: No expiration date for these Units.

F3: Phantom Stock Units vest in 33 1/3% increments on 1/1/03, 1/1/04 and 1/1/05.