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STIFEL FINANCIAL CORP Director's Dealing 2013

Aug 30, 2013

30525_dirs_2013-08-30_28e2efe5-9318-4fa6-a675-40b5b4572efc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-08-28

Reporting Person: MULROY THOMAS P (Director, Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-28 Common Stock S 13460 $40.2 Disposed 266309 Direct
2013-08-29 Common Stock S 11540 $40.66 Disposed 254769 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $0 Common Stock (171015) 171015 Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $39.91 to $40.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $40.35 to $40.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.

F4: No expiration date for these Units.