STIFEL FINANCIAL CORP — Director's Dealing 2013

Mar 12, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-03-08

Reporting Person: ZEMLYAK JAMES M (Director, CHIEF FIN'L & ADMIN OFFCR)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-03-08	Phantom Stock Units	$0	A	14312	Acquired		Common Stock (14312)	Direct
2013-03-08	Phantom Stock Units	$0	A	3578	Acquired		Common Stock (3578)	Direct
2013-03-08	Phantom Stock Units	$0	A	2862	Acquired		Common Stock (2862)	Direct
2013-03-08	Phantom Stock Units	$0	A	715	Acquired		Common Stock (715)	Direct
2013-03-08	Phantom Stock Units	$0	A	5725	Acquired		Common Stock (5725)	Direct
2013-03-08	Phantom Stock Units	$0	A	42937	Acquired		Common Stock (42937)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	691641	Direct
Common Stock	3310	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0		Common Stock (9230)	9230	Direct

Footnotes

F1: Units vest in 20% increments over a five year period.

F2: No expiration date for these Units.

F3: Units vest 100% after five years.

F4: Fully vested.

F5: Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.

F6: Various exercisable dates.