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STIFEL FINANCIAL CORP — Director's Dealing 2013
Mar 12, 2013
30525_dirs_2013-03-12_afc1e824-be46-4dd3-915b-1291aff472c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-03-08
Reporting Person: SLINEY DAVID D (Dir Strategic Planning & Tech)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-08 | Phantom Stock Units | $0 | A | 8587 | Acquired | Common Stock (8587) | Direct | |
| 2013-03-08 | Phantom Stock Units | $0 | A | 2146 | Acquired | Common Stock (2146) | Direct | |
| 2013-03-08 | Phantom Stock Units | $0 | A | 7156 | Acquired | Common Stock (7156) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 92558 | Direct |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
F3: Units vest 100% after five years.
F4: Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
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