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STIFEL FINANCIAL CORP Director's Dealing 2013

Mar 12, 2013

30525_dirs_2013-03-12_afc1e824-be46-4dd3-915b-1291aff472c1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2013-03-08

Reporting Person: SLINEY DAVID D (Dir Strategic Planning & Tech)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-03-08 Phantom Stock Units $0 A 8587 Acquired Common Stock (8587) Direct
2013-03-08 Phantom Stock Units $0 A 2146 Acquired Common Stock (2146) Direct
2013-03-08 Phantom Stock Units $0 A 7156 Acquired Common Stock (7156) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 92558 Direct

Footnotes

F1: Units vest in 20% increments over a five year period.

F2: No expiration date for these Units.

F3: Units vest 100% after five years.

F4: Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.