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STIFEL FINANCIAL CORP — Director's Dealing 2012
Jan 19, 2012
30525_dirs_2012-01-19_65a803f0-ff1b-49bd-a7c4-75065c141463.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-01-17
Reporting Person: MCCUAIG SCOTT B (Director, PRESIDENT RETAIL GROUP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-17 | Common Stock | F | 5606 | $33.39 | Disposed | 359867 | Direct |
| 2012-01-17 | Common Stock | M | 20700 | — | Acquired | 380567 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-17 | Phantom Stock Units | $0 | M | 20700 | Disposed | Common Stock (20700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3989 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (23625) | 23625 | Direct |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
F3: Various exercisable dates.
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